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CIRO - CANADIAN INVESTMENT REGULATORY ORGANIZATION - Previously referred to as IIROC

 

We GUARANTEE that you will pass your exam and receive your certificate for credits. Pay ONCE for the course. If you fail retests are free until you pass. WOW... now that's a pass guarantee!

CIRO registrants are required to complete 30 credits biannually (every 2nd year). These are comprised of 20 credits relating to Professional Development (PD) and 10 credits relating to compliance. 

The current 2-year cycle ends on December 31st, 2025.

More courses will be added in the future.

Important notes - Advisors are responsible for ensuring that CE credits are applicable to the individual regulatory, licensing, designation, and professional membership bodies under which they are governed.

      

13. THE FINANCIAL SERVICES ADVISOR AS A PROFESSIONAL 

5 Hours - Life & / or A&S License

FP Canada - 2 Hours Financial Planning CE & 3 hours Practice Mgmt. CE

IAFE (Advocis) 5 hours including 1 Ethics CE

IIROC - 2 Professional Development CE & 3 Business Conduct - Non


Course description

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31. REAL WORLD APPLICATIONS IN PRACTICE

3 Hours - Life & / or A&S License

FP Canada - 2 Hour Professional Responsibility & 1 Hour Financial Planning

IAFE (Advocis) - 3 CE credits including 1 Ethics CE

IIROC - 1 Professional Development CE & 2 Business Conduct CE - Ethics 

Course description

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47. CROSSING THE ETHICAL LINE AS A FINANCIAL PROFESSIONAL HAS CONSEQUENCES

3 Hours - Life & A&S License

FP Canada - 2 Hour Professional Responsibility & 1 Hour Financial Planning

IAFE (Advocis) - 3 CE credits including 1 Ethics CE

IIROC - 1 Professional Development CE & 2 Business Conduct CE - Ethics 

Course description

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