Financial Advisor Compliance and Best Practice 101 – Advisor’s Role!

Your Webinar Leader: Mr. Don Xavier

Live Webinar: Thursday March 28th 2024 - 1:00 pm - 3:00 pm EST

 
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Canadian Insurance Participant Registry (CIPR#) - if you have one  

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How it Works:  

Attend the 2 hour webinar and receive 2 CE credits. AB (AAIC #64411), MB (ICM #41192). QC residents receive no CE credits for the webinar. Then, complete up to an additional 13 CE credits by using our Online Courses for a total of 15 CE credits. QC residents, you will receive access so that you can complete 15 CE credits by using our Online CE credit courses.

Only: $159.00 + TAX  

Any additional Online CE must be completed within 30 days.

A note about the CE credits – These CE credits could also be used for the following Regulators and Associations. Please check the appropriate website for further CE information.  

MFDA - You can now choose MFDA credits ONLINE as part of your FREE ADDITIONAL ONLINE CE – CHECK OUR APPROVED MFDA Courses here MFDA APPROVED CE COURSES

FP Canada - CFP Designation - Any CE credits earned from Pro-Seminars are considered “Verifiable” and could be used towards the FP Canada CE categories. FP Canada leaves it up to the CFP designee to determine what category these CE credits will fall into. 

(IIROC) - Any CE credits earned from Pro-Seminars may also be used to satisfy CE requirements, provided the member firm has reviewed the course/seminar to ensure it complies with the IIROC Compliance and Professional Development requirements as set out in CE Rule 2650. 

Advocis - Any CE credits earned from Pro-Seminars are considered "Approved" CE credits for Advocis. Send your certificate to them so that these CE credits are included for your Advocis CE requirements.

Certificates, payment receipts and online instructions will be emailed directly after the webinar.

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Your Cost:


BC, AB, SK, MB, QC: $159.00 + TAX ($7.95) = $166.95

ON:
 $159.00 + TAX ($20.67) = $179.67

Atlantic Provinces:
 $159.00 + TAX ($23.85) = $182.85

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Cancellation Policy
There are no refunds for this Live Webinar.

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